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What is NYC RCNY § 8-09?

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The following penalties shall be imposed for sustained initial and repeat violations. All penalties, except for those alleging a violation of the State Sanitary Code, must be doubled if the respondent fails to appear to answer such violation and is found in default.

General informational summary. Not legal advice for your situation. Consult an attorney before acting on any specific matter.

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Effective: 5/7/2016Last amended: 5/8/2026

§ 8-09 Penalties.

RCNY § 8-09

The following penalties shall be imposed for sustained initial and repeat violations. All penalties, except for those alleging a violation of the State Sanitary Code, must be doubled if the respondent fails to appear to answer such violation and is found in default. Section of Law DescriptionPenalty: First violationRepeat violation(s)Section of Law DescriptionPenalty: First violationRepeat violation(s)24 RCNY § 8-03No maintenance program and plan$2,000 $4,00024 RCNY § 8-03Maintenance program and plan incomplete or not on premises $1,000 $2,00024 RCNY § 8-03(e)Failure to produce annual plan preparer certification of maintenance program and plan$2,000$4,00024 RCNY § 8-04(a)Routine monitoring not conducted, documented at least once a week when tower is in use$1,000 $2,00024 RCNY § 8-04(b)Compliance inspections not conducted, documented at least once every 90 days when the tower is in use$1,000 $2,00024 RCNY § 8-04(c)Routine maintenance according to maintenance program and plan not conducted or documented $1,000 $2,00024 RCNY § 8-04(d)Twice yearly or other required cleaning not conducted or documented$1,000 $2,00024 RCNY § 8-04(e)Aerosol control do not meet manufacturer's design specifications or drift loss reduction requirements in new or existing towers when required$2,000 $4,00024 RCNY § 8-04(f)Failure to submit declaration of a hyperhalogenation performed at least once each year between July 1 and August 31$1,000 $2,00024 RCNY § 8-05Improper water treatment when the cooling tower system is in operation$1,000 $2,00024 RCNY § 8-05(c)(1)Use of an unqualified biocide applicator or technician$1,000$2,00024 RCNY § 8-05(c)(2)Use of an unregistered biocide product $1,000$2,00024 RCNY § 8-05(c)(3)No records of all chemicals and biocides added$1,000$2,00024 RCNY § 8-05(c)(4)Sufficient quantities and combinations of chemicals not added as specified in the maintenance program and plan$1,000$2,00024 RCNY § 8-05(e)Use of nonpotable water source as makeup water not in accordance with an approved alternative water source plan$2,000 $4,00024 RCNY § 8-05(f)(1)Minimum daily water quality measurements not taken or recorded$1,000 $2,00024 RCNY § 8-05(f)(2)Failure to collect, analyze or record weekly biological process control indicators$1,000 $2,00024 RCNY § 8-05(f)(3)Legionella samples not collected or analyzed, or results not recorded or reported to the Department as required$2,000 $4,00024 RCNY § 8-05(f)(4)Failure to monitor and sample from representative locations and times $1,000$2,00024 RCNY § 8-05(f)(5)Required corrective actions not taken based on bacteriological results$2,000 $4,00024 RCNY § 8-06(a)Improper or inadequate shutdown procedures$1,000 $2,00024 RCNY § 8-06(a)Failure to report shutdown date within 5 days$500$1,000 24 RCNY § 8-06(b)Failure to report startup date within 5 days$500$1,000 24 RCNY § 8-06(b)(1)Improper or inadequate startup procedures$1,000 $2,00024 RCNY § 8-06(b)(2)Legionella samples not collected, analyzed within 3 to 14 days of system startup$1,000 $2,00024 RCNY § 8-06(c)New cooling tower not or inadequately cleaned and disinfected prior to operating $1,000 $2,00024 RCNY § 8-06(e)Failure to report operation period to the Department$500$1,000 24 RCNY § 8-07(a)Failure to retain records of all maintenance, inspections, deficiencies, corrective actions, water treatment, test results, cleaning, and disinfection$1,000$2,00024 RCNY § 8-07(a)Failure to retain records for at least 3 years$1,000$2,00024 RCNY § 8-07(a)Required records not kept at the cooling tower premises$1,000$2,00024 RCNY § 8-07(a)(2)Failure to provide records to Department upon request$1,000$2,00024 RCNY § 8-07(c)Department of Buildings Cooling Tower Registration Number not posted as required$1,000$2,000Admin. Code§ 17-194.1(f)Failure to report Legionella sample test date within 5 days$500$1,000Admin. Code§ 17-194.1(f)Failure to report Legionella sample test date$1,000$2,000State Sanitary Code Part 4Miscellaneous provisions$250$250 (Added City Record 4/7/2016, eff. 5/7/2016; amended City Record 7/7/2020, eff. 7/7/2020; amended City Record 4/8/2026, eff. 5/8/2026)

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