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What is NYC AC § 28-401.19.4?

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This section outlines the restrictions placed on individuals who have previously held a license that was surrendered, revoked, or denied renewal due to disciplinary actions by the Department. Such individuals may be barred from serving in key roles within licensed businesses, impacting their ability to participate in management. Applies to individuals involved in licensed businesses.

General informational summary. Not legal advice for your situation. Consult an attorney before acting on any specific matter.

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§ 28-401.19.4 Restriction on disciplined licensees.

AC § 28-401.19.4

A person who previously held a license that was surrendered subsequent to commencement of a Department disciplinary action, or had their license revoked or was denied renewal, may be prohibited from serving as an officer, director, partner, manager, or licensed individual of a licensed business, whether or not the individual had knowledge of or participated in the prohibited acts or omissions for which the license was surrendered, revoked or denied renewal. The election or appointment of that person by another licensee shall constitute grounds for disciplinary action. (L.L. 2021/126, 11/7/2021, eff. 11/7/2022) Editor's note: For related unconsolidated provisions, see Appendix A at L.L. 2008/008 and L.L. 2021/126.

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