§ 3-01 Candidates Must Demonstrate Eligibility.
RCNY § 3-01
(a)No payments from the Fund shall be made to a candidate unless the Board has determined that such candidate has demonstrated that such candidate has met all eligibility requirements set forth in the Act and these rules, including the threshold for eligibility pursuant to § 3-703(2) of the Code.
(b)Ballot status. In order to be eligible to receive public funds, a candidate in a covered election must meet all of the requirements to appear on the ballot as provided in Article 6 of the New York State Election Law, and be opposed by at least one other candidate on the ballot, or, for an optional early public funds payment, certify that the candidate intends to meet all the requirements of law to have such candidate's name on the ballot for the primary or general election.
(c)Preliminary determinations. Throughout the audit process or as a result of an investigation, the Board may make a preliminary determination that a candidate is ineligible to receive public funds. In the event of a preliminary determination of ineligibility, the Board will send written notification to the candidate and the candidate may request reconsideration of such determination pursuant to 52 RCNY § 7-09.
(d)Basis for ineligibility determination.
(i)Pre-election. (A) Mandatory ineligibility. Prior to the election, public funds will not be paid to a candidate if: (1) the candidate fails to submit a disclosure statement required by these rules; (2) the candidate fails to provide to the Board, upon its request and by the deadline set forth by the Board, documents or records required by 52 RCNY Chapter 4, or other information that verifies campaign activity. The Board may determine that public funds can be paid to a candidate if the candidate provides the requested documents, records, or other information requested by the Board, or demonstrates that there is good cause that they cannot be provided, or if the Board determines a requested document, record, or other information is immaterial to public funds eligibility; (3) the difference between the candidate’s reported receipts and documented receipts, or between the candidate’s reported expenditures and documented expenditures, exceeds a maximum threshold percentage. The threshold percentage for each election cycle will be determined and publicized by the Board on or before July 11 in the year before the year of the election; (4) the number of matching claims for which a candidate has failed to provide complete and accurate documentation exceeds a maximum threshold percentage of such candidate’s total matching claims. The threshold percentage for each election cycle will be determined and publicized by the Board on or before July 11 in the year before the year of the election; (5) the number of contributions for which a candidate has failed to report employer information as required by 52 RCNY § 4-05(c)(ii)(A) exceeds a maximum threshold percentage of the total number of contributions exceeding $99 received by such candidate. The threshold percentage for each election cycle will be determined and publicized by the Board on or before July 11 in the year before the year of the election; or (6) Either the candidate or treasurer fails to attend a compliance training or a campaign finance software training by the deadline provided in 52 RCNY § 2-06(b). (B) Discretionary ineligibility. Prior to the election, the Board may determine that public funds will not be paid to a candidate if there is reason to believe that the candidate has committed a violation of the Act or these rules not otherwise enumerated in paragraph (ii) of this subdivision, and which is not a basis for withholding pursuant to 52 RCNY § 7-06.
(ii)Pre-election or post-election. (A) Mandatory ineligibility. Neither a pre-election nor a post-election public funds payment shall be paid to a candidate if: (1) the candidate has failed to meet one of the eligibility criteria of the Act or these rules; (2) the candidate is required to repay public funds previously received, as described in 52 RCNY §§ 9-01 and 9-02, or the candidate has failed to pay any outstanding claim of the Board for the payment of civil penalties or the repayment of public funds against such candidate or such candidate’s authorized committee or an authorized committee of such candidate from a prior covered election, provided that the candidate has received written notice of the potential payment obligation and potential ineligibility determination 90 days in advance of the first payment for the election and an opportunity to present reasons for such candidate’s eligibility for public funds to the Board; (3) previous public funds payments to the candidate for the election equal the maximum permitted by the Act; (4) the candidate fails to demonstrate compliance with § 12-110 of the Code, as required pursuant to § 3-703(1)(m) of the Code and 52 RCNY § 3-05; (5) the candidate fails to demonstrate compliance with the training requirement of § 3-703(15) of the Code and 52 RCNY § 2-06 or 52 RCNY § 15-05; (6) the candidate endorses or publicly supports such candidate’s opponent for election pursuant to § 3-705(9) of the Code; (7) the candidate loses in the primary election but remains on the ballot for the general election and fails to certify and demonstrate to the Board, as required by § 3-705(10) of the Code, that such candidate will actively campaign for office in the general election, provided that such certification must be complete on or before the 32-day pre-general election disclosure statement deadline; or the candidate certifies and demonstrates to the Board that such candidate will actively campaign for office in the general election but thereafter fails to engage in campaign activity that shall include but not be limited to: (I) The candidate is required to demonstrate an aggregate of three times the participant contribution limit for the office sought in funds raised or spent by such candidate’s authorized committee in the disclosure following the certification of the primary election. (II) The candidate is required to provide links to any campaign website or social media sites used during the primary election to demonstrate that such sites have been updated to reflect the ballot line the candidate is running on in the general election. (III) The candidate is required to provide at least one of the following: (1) evidence of seeking or obtaining endorsements relating specifically to the general election campaign or (2) campaign literature, documentation of campaign events or fundraisers held by the candidate, or other advertising soliciting support of the candidate specifically for the general election and listing the ballot line on which the candidate is running in the general election.
(8)the candidate has exceeded the applicable expenditure limits provided in § 3-706 of the Code; (9) the candidate has been found by the Board, in the course of Program participation, to have committed fraud or material misrepresentation or to be in breach of certification pursuant to 52 RCNY § 3-01(e). (B) Discretionary ineligibility. The Board may determine that neither a pre-election nor post-election public funds payment will be paid to a candidate if there is reason to believe that, in the course of Program participation, the candidate has engaged in conduct detrimental to the Program that is in violation of any applicable law.
(e)Breach of certification.
(iii)This section is not intended to be an enumeration of all circumstances that may constitute a fundamental breach of a candidate's certification, as may be determined by the Board. (Added City Record 8/16/2019, eff. 9/15/2019; amended City Record 5/22/2020, eff. 6/21/2020; amended City Record 1/19/2021, eff. 2/18/2021; amended City Record 11/19/2024, eff. 12/19/2024; amended City Record 1/23/2026, eff. 2/22/2026)
